Have a Good Laugh
Pennsylvania Prisons
Code of Ethics

By: George Feigley
Cofounder

The Pennsylvania Department of Imprisonment (euphemisticly called the "Department of Corrections" or "DOC" even though no "correction" is done) published one of its more humorous pamphlets back in 1995. It's the department's "Code of Ethics." When I got to Laurel Highlands the copy I'd used to sue a crackpot named Michael Conti, was seized by a guard who didn't want me to know what he's not supposed to do. In reality the code's not nearly that scary.

The DOC's Code of Ethics is bastardized from the general Pennsylvania ethics law. Information about that law is available at ethics.state.pa.us. For a copy of the prisons' version of ethics, telephone Central Office. Below I've summarized from the published booklet.

  • Forward: The Pennsylvania DOC recognizes and accepts its responsibility to maintain a safe and secure environment for both incarcerated offenders and the staff responsible for them.

    We believe that every inmate ["inmate" really means "prisoner"] should have an opportunity to be constructively engaged and involved in a program of self-improvement.

    Authority exercised over inmates will be fair and professionally responsible. [That statement is a lie!]

    We recognize our responsibility to be open to and provide access to inmate families [note that families are regarded as "inmates" as much as the prisoners are] , religious groups and community volunteers.

    We are sensitive to the concerns [for revenge] of victims and their need for inclusion in the correctional [retribution] process.

    We recognize that our greatest source of strength lies within our human resources - the men and women and their families who are the Pennsylvania DOC.

    As a correctional employee, your integrity, professional deportment and attitude demonstrated through the performance of your duties contributes greatly to the respect, trust and confidence afforded our agency by the public and by the inmates.

    A. General Responsibility
    of DOC Employees

    Consistent with the responsibility of all correctional employees [the official text consistently misspells "employee" as "employe;" I've corrected it and many other errors] of the Commonwealth of Pennsylvania to perform their [sic] duties with integrity and impartiality, and to avoid situations whereby [sic] bias, prejudice or personal gain could influence official decisions, the following code is being promulgated.

  • 1. Discrimination The responsibility of all ["each" is meant, not "all"] corrections employees is to act in relation to all citizens of the Commonwealth without regard to age, race, color, ancestry, creed, sex, marital status, national origin, non-job-related handicap, or political beliefs. This necessarily includes the inmates whom we supervise and fellow employees with whom we work. All employees are expected to fully comply with the DOC policy prohibiting sexual harassment.
  • 2. Conflicts of Pecuniary Interest No department employee shall ["may" is meant, not "shall"] engage directly or indirectly in any personal business transaction or private arrangements [sic] for personal profit which accrues from or is based upon his/her official position or authority. The scope of this provision shall include prohibition against entering into any type of business transaction or private arrangement with inmates. Honorariums paid to department officials for speaking on official topics shall be deposited in the appropriate department fund.
  • <3>3. Representation of Interest No department employee shall represent or act as an agent for any private interest, whether compensatable or not which could reasonably expect to result in a conflict between the private interest of the employee and his official state responsibility. This includes, but is not limited to, representing the interests of inmates.

    With prior written approval from the Commissioner [the Secretary of Corrections is meant] or his designee, employees can [sic] represent inmates in certain proceedings such as the Pardons Board provided no conflict arises as a result of the representation.

  • 4. Gifts and Favors Employees and their families shall not directly or indirectly solicit, accept or agree to accept any gift, load or service for personal benefit which would influence the performance of their work duties or decision making. Correctional employees shall not accept or perform favors or accept or distribute any gifts, money or loans to or from inmates or members of an inmate's family.
  • 5. Information No department employee shall, for personal gain or for the gain of others, use information not available to the public at large, or divulge confidential information without its authorized release; nor shall the employee receive compensation for consultation which substantially draws upon official ideas [how can an idea be "official?" or data which have not been disclosed to the public.
  • 6. Private Employment No department employee shall engage in or accept employment or render private services when [sic] such employment or service in incompatible or in conflict with the discharge of the employee's official duties or would tend to impair the employee's independent judgment or action in the performance of his or her duties. Requests for outside employment must be made in compliance with Management Directive 515.18, Supplementary Employment.

    Specific Rules and Regulations
    Department of Corrections
  • 1. Each employee in the correctional system is expected to subscribe to the principle that something positive can be done for each inmate. This principle is to be applied without exception.

    This involves an intelligent, humane and impartial treatment of inmates. Profanity directed to inmates, or vengeful, brutal, or discriminatory treatment of inmates will not be tolerated. Corporal punishment shall not be utilized under any circumstances.

  • 2. Only the minimum amount of force necessary to defend oneself or others, to prevent escape, to prevent serious injury or damage to property or to quell a disturbance or riot will [sic] be used. Excessive force, violence or intimidation will not be tolerated. Fighting or horseplay while on duty is prohibited.
  • 3. In the event of an emergency, all correctional employees may be utilized for custodial services under the direction of the superintendent or his designee.
  • 4. Each employee is ["obliged" is intended to appear here] to assist in preventing escape or in pursuing an escapee as directed by the superintendent or his designee.
  • 5. In the event any official or employee has been seized, no employee or official shall disregard, alter, modify, or change in any manner the prescribed duties, responsibilities or obligations on demand by any prisoner or plea between hostages, regardless of consequences unless on orders from the Commissioner or higher authority.
  • 6. There shall be no fraternization or private relationship of staff with inmates, parolees or members of their families. This includes, but is not limited to, trading, bartering or receiving gifts, money and favors from either the inmate or the inmate's friends, relatives or representatives. Moreover, employees are not ["allowed" is intended here] to deliver gifts or money to inmates' friends, relatives or representatives.
  • 7. The personal property of inmates will be handled with extreme care and disposed of only by properly designated authority in a manner designated by official DOC policy. Similarly, no employee may assume the right of ownership of property owned by fellow employees, the state or by inmates; theft or abuse of property or equipment is prohibited.
  • 8. No employee shall leave his assigned post or leave the institution or grounds without being properly relieved and receiving proper authorization from a supervisor. Proper relief involves communicating any special observations or orders to the relief personnel.
  • 9. Lawful orders by a supervisor to a subordinate must be executed promptly and faithfully by the subordinate even though the employee may question the wisdom of such orders. The privilege of formally appealing the order may be done at a later date through either the supervisory command structure or the grievance machinery.
  • 10. Employees are expected to treat their peers, supervisors and the general public with respect and conduct themselves properly and professionally at all times; unacceptable conduct or insolence will not be tolerated.
  • 11. All facility keys issued to employees will remain in their possession at all times. Under no circumstances are keys ever to be unguarded, mislaid, unaccounted for, taken from the institution, or turned over to an inmate.
  • 12. Employees in uniform are required to keep said uniform in a clean and neat condition, free from decoration other than those officially prescribed. Nonuniformed employees will be required to meet the standards of neatness and grooming as established by their facility.
  • 13. Employees may use their identification as an [sic] employee of the DOC only for identification in performance of the duties and responsibilities required in the scope of their employment. Department identification will not be used where an employee may have other employment or in representing other interests.
  • 14. Employees will promptly report to their supervisor any information which comes to their attention and indicates violation of the law, rules and/or regulations of the DOC by either an employee or an inmate, and will maintain reasonable familiarity with the provisions of such directives.
  • 1S. Alcoholic beverages and controlled substances shall not be carried, stored or consumed on state property or in a state facility or vehicle. When [sic] a controlled substance or non-propriety drug is prescribed by a physician, the employee shall immediately notify his supervisor and obtain prior written approval to bring the medication onto facility grounds. Such medication must be kept under secure control of the employee. An employee shall not report to duty in an unfit condition.
  • 16. Personal weapons shall not be brought onto state property without advanced written approval of the superintendent.
  • 17. Employees shall not testify in any civil case in which the DOC may have an interest without informing the Commissioner, unless under court order.
  • 18. An employee shall not use a Commonwealth vehicle for personal business or for any other reason except as authorized. When [sic] involved in an accident while operating a state vehicle all employees will promptly notify their supervisor and follow the guidelines established in the Governor's Office Administrative Circular 76-23 dated May 6 1976 and Commissioner's memorandum dated January 27, 1982.
  • 19. Employees shall not read books, magazines, newspapers or other non-job-related printed material while on official duty. Employees are required to remain alert while on duty; inattentiveness, sleeping or the appearance thereof is prohibited.
  • 20. Whenever a supervisor has reasonable grounds to believe that an employee is being influenced by a medical or psychiatric condition which is effecting, or is likely to effect the employee's ability to perform assigned duties, the deputy commissioners [sic], superintendent, bureau director or regional director shall direct such employee to undergo reasonable examination at the expense of the department to determine the employee's fitness for duty.

    An employee who has sustained an injury, illness or other condition incurred in the line of duty which could effect the employee's ability to perform assigned duties, may be required by the deputy commissioners, superintendent, bureau director or regional director to undergo reasonable examination at the expense of the department to determine the employee's fitness for duty.

    An employee who has suffered an injury, illness or other debilitating condition not incurred in the line of duty which could effect his/her ability to perform required duty assignments, may be required by the deputy commissioners, superintendent, bureau director or regional director to obtain and submit a complete medical report from his/her physician concerning his/her physical and/or mental condition. The report shall include a detailed explanation and prognoses of the employee's injury or illness, [this provision clearly violates federal law] or condition and any other pertinent information which would aid the facility's medical officer in evaluating the situation prior to the employee's return to active duty.

  • 21. An employee who knows that he /she will be unable to report for duty due to illness, emergency or injury, shall immediately notify his/her supervisor in accordance with their [sic] local policy, advising the supervisor of the nature of the injury, emergency or illness and the expected date of return to duty.

    The supervisor shall also be advised of a change in any conditions which may occur after the original notification was given. An employee injured while on duty shall report such injury to his/her supervisor as soon as possible and shall comply with the provisions of existing regulations pertaining to such injuries. An employee who becomes ill while on duty and finds it necessary to be relived from an assigned post or duty shall report this fact to his/her immediate supervisor and comply with #8 above.

  • 22. An employee shall submit any necessary and/or required work related reports in a timely manner and in accordance with existing regulations. Reports submitted by employees shall be truthful and no employee shall knowingly enter or cause to be entered any inaccurate, false or improper information or data or misrepresent the facts in any department report or record. [This provision is almost universally violated in most prisoner misconduct reports. Guards are (a) not good people and (b) liars.]
  • 23. During off-duty hours employees will conduct themselves in such a manner so as to demonstrate the public's trust and confidence inherent in their position as public servents. Any conduct which brings discredit to their profession or [being a prison guard is hardly a "profesion"] responsibilities, the DOC or public service at large shall be subjected to immediate discipline.
  • 24. All ["each" is meant, not "all"] individuals including employees are subject to search upon entrance or egress from a state facility or at anytime while on state property owned by the DOC. [The DOC doesn't "own" any real estate. It's "owned" by the Commonwealth.]
  • 25. Personal cameras and recording devices are prohibited from being brought onto state grounds or introduced into DOC facilities by employees, inmates, visitors or the public at large [ Google Maps and the rest of the Google arsenal provide detailed views of all Pennsylvania prisons] without the advanced written approval of the superintendent or regional director. Similarly, such devices are prohibited from detached duty assignment areas such as outside hospitals, etc.
  • 26. All employees shall participate in training that is mandatory or required by the DOC.
  • 27. Gambling on official duty is strictly prohibited. [This provision is utterly ignored. The guards gamble as a matter of addiction. SCI-Smithfield is especially blatant.]
  • 28. All employees have the responsibility to provide their supervisor with their current address and telephone number.
  • 29. All employees shall comply with and cooperate with internal investigations conducted under the authority of the DOC, and respond to questions completely and truthfully. Procedure in cases that may result in criminal prosecution will include those rights accorded to all citizens of the Commonwealth.
  • 30. No employee shall permit an inmate to be in control or exercise authority over other inmates.
  • 31. Corrections Officers ["guards," is meant, "screws," "bulls," "refuse"] are to read, sign and fully comply with all post orders.
  • 32. All employees including medical staff and counselors are required to report inmate abuse complaints [in places such as the Frackville prison this provision is completely ignored; too many prisoners are abused by too many guards] or incidents of inmate abuse to their immediate supervisors.

    C. Enforecment

    These rules and regulations have been written in the best interest of the DOC, its employees and the public which we serve and protect.[Bullshit! The prison system doesn't "protect" anything but its own interests and ego.] In event of a conflict involved in interpretation, the best interest of public policy shall serve.

    Any employee who violates the provisions of this code shall be subject to immediate disciplinary action by appropriate authority. Nothing herein shall abridge the remedies or responsibilities of employees covered by the Civil Service Act, applicable collective bargaining agreements, the Governor's Code of Conduct, #1980-18 or the laws of the Commonwealth.

    In real life, DOC's Code of Ethics is window dressing. Like a Mafia, DOC employees protect one another because they are all so dirty. Most of the staff, particularly the guards, don't even know the Code of Ethics exists. Those who do know it exists, completely ignore it. Prison abuse in Pennsylvania is very widespread. Prisoners are murdered, assaulted, exploited and abused in a hundred ways. You could call it the Conti Syndrome, psychotic. Lest you think otherwise, guards and the whole imprisonment industry is staffed by bad persons. At the Laurel Highlands prison the hobo was afraid to even allow prisoners to know what the Code of Ethics says.

    My view is to abolish the prison system. It's a flop.

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